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Implementing an Ecosystem
Approach to Fishery Management:

A Risk Assessment Example

Sarah Gaichas, Geret DePiper, Richard Seagraves, Brandon Muffley, Sean Lucey
Northeast Fisheries Science Center and Mid-Atlantic Fishery Management Council

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An integrated ecosystem assessment success story (in progress)

Diverse stakeholders agreed that an ecosystem approach was necessary. Developing and implementing an ecosystem approach to fishery management was done in collaboration between managers, stakeholders, and scientists.

Outline

  • Why did managers decide to invest in an ecosystem approach?

  • How did they develop their approach?

  • Why risk assessment first?

  • How did they develop the risk assessment?

  • How are they using the risk assessment? What's next?

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Fishery management in the US

Eight regional Fishery Management Councils establish plans for sustainable management of stocks within their jurisdictions. All are governed by the same law, but tailor management to their regional stakeholder needs.

Council map

More information: http://www.fisherycouncils.org/ https://www.fisheries.noaa.gov/topic/laws-policies#magnuson-stevens-act

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The Mid-Atlantic Fishery Management Council

MAcouncil

MAFMPs

Source: http://www.mafmc.org/fishery-management-plans
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Why an ecosystem approach?

"We rebuilt all the stocks, so why is everyone still pissed off?" --Rich Seagraves

in 2011, the Council asked:

visioning1

visioning2

And many people answered, from commercial fishery, recreational fishery, environmental organization, and interested public perspectives.

Visioning report:

http://www.mafmc.org/s/MAFMC-stakeholder-input-report-p7b9.pdf

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Common themes among all stakeholder groups:

• There is a lack of confidence in the data that drive fishery management decisions.

• Stakeholders are not as involved in the Council process as they can and should be.

• Different jurisdictions and regulations among the many fishery management organizations result in complexity and inconsistency.

• There is a need for increased transparency and communications in fisheries management.

• The dynamics of the ecosystem and food web should be considered to a greater extent in fisheries management decisions.

• Stakeholders are not adequately represented on the Council.

• Pollution is negatively affecting the health of fish stocks.

Visioning report, p. 3:

http://www.mafmc.org/s/MAFMC-stakeholder-input-report-p7b9.pdf

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How did they develop their ecosystem approach?

Visioning Project → Strategic Plan with one objective to develop

"A non-regulatory umbrella document intended to guide Council policy with respect to ecosystem considerations across existing Fishery Management Plans"

Details, including workshop presentations and white papers: http://www.mafmc.org/eafm

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Mid-Atlantic Council Ecosystem Approach

https://www.frontiersin.org/articles/10.3389/fmars.2016.00105/full

[1] Gaichas, S., Seagraves, R., Coakley, J., DePiper, G., Guida, V., Hare, J., Rago, P., et al. 2016. A Framework for Incorporating Species, Fleet, Habitat, and Climate Interactions into Fishery Management. Frontiers in Marine Science, 3.

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Examples illustrating the use of the framework

firstrisk

Risk assessment highlights prority species/issues for more detailed evaluation

A conceptual model maps out key interactions for high risk fisheries, specifies quantitative management strategy evaluation

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Examples illustrating the use of the framework

firstrisk

Risk assessment highlights prority species/issues for more detailed evaluation

A conceptual model maps out key interactions for high risk fisheries, specifies quantitative management strategy evaluation

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The conceptual model is used to specify quantitative management strategy evaluation

Why risk assessment?

Common framework across industry, science, business; but methods matter. Assessing the risks correctly is essential to good decision making.

https://xkcd.com/795/

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Mid-Atlantic Council risk assessment framework

Clarify exactly what we are assessing and why

  • What are we measuring?Risk Element
  • Why are we measuring it?Risk Definition
  • How are we measuring it?Indicator
  • What is the risk?Risk Ranking Criteria

Iterative process starting with the Council workshops

  • Council staff and scientists create examples based on Council input

    ↑ ↓ ↑ ↓ ↑ ↓ ↑ ↓ ↑ ↓ ↑ ↓ ...

  • Council discusses, clarifies, revises with public input

Risk assessment paper1: https://www.frontiersin.org/articles/10.3389/fmars.2018.00442/full

[1] Gaichas, S. K., DePiper, G. S., Seagraves, R. J., Muffley, B. W., Sabo, M., Colburn, L. L., and Loftus, A. L. 2018. Implementing Ecosystem Approaches to Fishery Management: Risk Assessment in the US Mid-Atlantic. Frontiers in Marine Science, 5.

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Council-defined risk elements: Ecological

Element Definition Indicators
Ecological
Assessment performance Risk of not achieving OY due to analytical limitations Current assessment method/data quality
F status Risk of not achieving OY due to overfishing Current F relative to reference F from assessment
B status Risk of not achieving OY due to depleted stock Current B relative to reference B from assessment
Food web (MAFMC Predator) Risk of not achieving OY due to MAFMC managed species interactions Diet composition, management measures
Food web (MAFMC Prey) Risk of not achieving OY due to MAFMC managed species interactions Diet composition, management measures
Food web (Protected Species Prey) Risk of not achieving protected species objectives due to species interactions Diet composition, management measures
Ecosystem productivity Risk of not achieving OY due to changing system productivity Four indicators, see text
Climate Risk of not achieving OY due to climate vulnerability Northeast Climate Vulnerability Assessment
Distribution shifts Risk of not achieving OY due to climate-driven distribution shifts Northeast Climate Vulnerability Assessment + 2 indicators
Estuarine habitat Risk of not achieving OY due to threats to estuarine/nursery habitat Enumerated threats + estuarine dependence
Offshore habitat Risk of not achieving OY due to changing offshore habitat Integrated habitat model index
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Risk elements: Economic, Social, and Food Production

Element Definition Indicators
Economic
Commercial Revenue Risk of not maximizing fishery value Revenue in aggregate
Recreational Angler Days/Trips Risk of not maximizing fishery value Numbers of anglers and trips in aggregate
Commercial Fishery Resilience (Revenue Diversity) Risk of reduced fishery business resilience Species diversity of revenue
Commercial Fishery Resilience (Shoreside Support) Risk of reduced fishery business resilience due to shoreside support infrastructure Number of shoreside support businesses
Social
Fleet Resilience Risk of reduced fishery resilience Number of fleets, fleet diversity
Social-Cultural Risk of reduced community resilience Community vulnerability, fishery engagement and reliance
Food Production
Commercial Risk of not optimizing seafood production Seafood landings in aggregate
Recreational Risk of not maintaining personal food production Recreational landings in aggregate
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Risk elements: Management

Element Definition Indicators
Management
Control Risk of not achieving OY due to inadequate control Catch compared to allocation
Interactions Risk of not achieving OY due to interactions with species managed by other entities Number and type of interactions with protected or non-MAFMC managed species, co-management
Other ocean uses Risk of not achieving OY due to other human uses Fishery overlap with energy/mining areas
Regulatory complexity Risk of not achieving compliance due to complexity Number of regulations by species
Discards Risk of not minimizing bycatch to extent practicable Standardized Bycatch Reporting
Allocation Risk of not achieving OY due to spatial mismatch of stocks and management Distribution shifts + number of interests
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But where will the indicators come from?

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Meanwhile, scientists were improving ecosystem reports:

"So what?" --John Boreman, September 2016

  1. Clear linkage of ecosystem indicators with management objectives

  2. Synthesis across indicators for big picture

  3. Objectives related to human-well being placed first in report

  4. Short (< 30 pages), non-technical (but rigorous) text

  5. Emphasis on reproducibility

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In 2016, we began taking steps to address these common critiques of the ESR model

Revised ecosystem status reporting

Report structure

  1. Synthetic overview

  2. Human dimensions

  3. Protected species

  4. Fish and invertebrates (managed and otherwise)

  5. Habitat quality and ecosystem productivity

Ecosystem-scale objectives and indicators on the Northeast US shelf
Objective Categories Indicators
Seafood Production Landings by feeding guild
Profits Revenue by feeding guild
Recreation Number of anglers and trips; recreational catch
Stability Diversity indices (fishery and species)
Social & Cultural Commercial and recreational reliance
Biomass Biomass or abundance by feeding guild from surveys
Productivity Condition and recruitment of managed species
Trophic structure Relative biomass of feeding guilds, primary productivity
Habitat Estuarine and offshore habitat conditions
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Standardized indicator visualization in reports

Status (short-term) and trend (long-term) of components are measured as indicators and plotted in a standardized way

Indicators are selected to

  1. Be broadly informative about a component in a management context1-3

  2. Minimize redundancy of information

  3. Be responsive to ecosystem change

[1] Rice J. C.Rochet M. J. "A framework for selecting a suite of indicators for fisheries management." ICES Journal of Marine Science 62 (2005): 516–527.

[2] Link J. 2010. Ecosystem-Based Fisheries Management: Confronting Tradeoffs . Cambridge University Press, New York.

[3] Zador, Stephani G., et al. "Ecosystem considerations in Alaska: the value of qualitative assessments." ICES Journal of Marine Science 74.1 (2017): 421-430.

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Indicator spatial scales--already Mid-Atlantic specific

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Indicators

Risk assessent indicators and ranking criteria: Commercial revenue

This element is applied at the ecosystem level. Revenue serves as a proxy for commercial profits.

Risk Level Definition
Low No trend and low variability in revenue
Low-Moderate Increasing or high variability in revenue
Moderate-High Significant long term revenue decrease
High Significant recent decrease in revenue

Ranked moderate-high risk due to the significant long term revenue decrease for Mid-Atlantic managed species (red points in top plot)

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Risk assessent indicators and ranking criteria: System productivity

This element is applied at the ecosystem level, and ranks the risk of not achieving optimum yield due to changes in ecosystem productivity at the base of the food web.

Four indicators are used together to assess risk of changing ecosystem productivity: primary production, zooplankton abundance, fish condition and fish recruitment.

Risk Level Definition
Low No trends in ecosystem productivity
Low-Moderate Trend in ecosystem productivity (1-2 measures, increase or decrease)
Moderate-High Trend in ecosystem productivity (3+ measures, increase or decrease)
High Decreasing trend in ecosystem productivity, all measures
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We examine trends in total primary production, zooplankton abundance for a key Mid-Atlantic species, and two aggregate fish productivity measures: condition factor (weight divided by length of individual fish) and a survey based "recruitment" (small fish to large fish) index.

Risk assessent indicators and ranking criteria: System productivity

Ranked low-moderate risk due to the significant long term trends in zooplankton abundance for major species (top right plot)

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Risk assessent indicators and ranking criteria: Climate

This element is applied at the species level. Risks to species productivity (and therefore to achieving optimum yield) due to projected climate change in the Northeast US were evaluated in a comprehensive assessment1.

Risk Level Definition
Low Low climate vulnerability ranking
Low-Moderate Moderate climate vulnerability ranking
Moderate-High High climate vulnerability ranking
High Very high climate vulnerability ranking

[1] Hare, J. A., Morrison, W. E., Nelson, M. W., Stachura, M. M., Teeters, E. J., Griffis, R. B., Alexander, M. A., et al. 2016. A Vulnerability Assessment of Fish and Invertebrates to Climate Change on the Northeast U.S. Continental Shelf. PLOS ONE, 11: e0146756.

Each species ranked according to position/color in the plot on the right

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Risk assessment results, 2017-2018

Species level risk summary spptable Ecosystem level risk summary ecotable

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Risk assessment results, 2017-2018 (and 2019)

Species and Sector level risk elements

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EAFM risk assessment update 2019

The Mid-Atlantic Council requested that the State of the Ecosystem report indicators be used to annually update their EAFM risk assessment.

Therefore, ecosystem reporting now has a direct strategic use.

Decreased risk

  • Summer flounder fishing mortality (F) status has improved from high risk (F>Fmsy) to low risk (F<Fmsy) based on the new benchmark assessment

  • Updated commercial fleet diversity (fleet count and fleet diversity) have no long term trends, thus improving from moderate-high risk to low risk according to risk criteria for this element

Increased risk

  • None according to the current Council risk critiera
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EAFM risk assessment update 2019

Species level risk elements Ecosystem level risk elements

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How are they using the risk assessment? What's next?

  • Based on risk assessment, the Council selected summer flounder as high-risk fishery for conceptual modeling

  • Working group of habitat, biology, stock assessment, management, economic and social scientists are now developing:

    • draft conceptual models of high risk elements, linkages
    • dataset identification and gap analysis for each element and link
    • draft questions that the Council could persue with additional work
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Mid-Atlantic Council ecosystem approach continued...

  • The late 2018 summer flounder conceptual model, now under construction:

  • Final conceptual modeling to be done by late 2019

  • Council may then elect to proceed with management strategy evaluation (MSE) using the information from conceptual modeling as a basis

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Footnote: Improvements to reproducibility and provenance

  • Reporting the information is not enough
  • Managers appreciate the concise format, but back-end critical for describing collection, analyses, and processing
  • Streamlined workflow allowed scientists to meet management deadlines

soe-data-flow

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This workflows also ensures that there's no information lost between SOE cycles. We know exactly how a data set was analyzed and handled so that the data can be updated for next year's reports.

Conclusions

Risk assessment is valuable for the general implementation of ecosystem approaches to natural resource management

  • Risk assessment is a rapid, familiar, scaleable, and transparent method to move forward with EAFM within a real-world operational fishery management context

  • Risk assessment can be conducted collaboratively within existing stakeholder processes

  • This EAFM risk assessment highlights certain species and certain management issues as posing higher cumulative risks to meeting Council-derived management objectives when considering a broad range of ecological, social, and economic factors

  • The Council foresees refining the process so that ecosystem indicators monitor risks to achieving ecological, social, and economic fishery objectives, which can then be mitigated through management action.

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Contributors - THANK YOU!

The New England and Mid-Atlantic Ecosystem reports made possible by (at least) 38 contributors from 8 institutions

Donald Anderson (Woods Hole Oceanographic Institute)
Amani Bassyouni (Virginia Department of Health)
Lisa Calvo (Rutgers)
Matthew Camisa (MA Division of Marine Fisheries)
Patricia Clay
Lisa Colburn
Geret DePiper
Deb Duarte
Michael Fogarty
Paula Fratantoni
Kevin Friedland
Sarah Gaichas
James Gartland (Virginia Institute of Marine Science)
Heather Haas
Sean Hardison
Kimberly Hyde
Terry Joyce (Woods Hole Oceanographic Institute)
John Kosik
Steve Kress (National Audubon Society)
Scott Large

Don Lyons (National Audubon Society)
Loren Kellogg
David Kulis (Woods Hole Oceanographic Institute)
Sean Lucey
Chris Melrose
Ryan Morse
Kimberly Murray
Chris Orphanides
Richard Pace
Charles Perretti
Karl Roscher (Maryland Department of Natural Resources)
Vincent Saba
Laurel Smith
Mark Terceiro
John Walden
Harvey Walsh
Mark Wuenschel
Qian Zhang (Unversity of Maryland and US EPA Chesapeake Bay Program)

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Questions?

Tusen Takk til Havforskningsinstituttet!

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An integrated ecosystem assessment success story (in progress)

Diverse stakeholders agreed that an ecosystem approach was necessary. Developing and implementing an ecosystem approach to fishery management was done in collaboration between managers, stakeholders, and scientists.

Outline

  • Why did managers decide to invest in an ecosystem approach?

  • How did they develop their approach?

  • Why risk assessment first?

  • How did they develop the risk assessment?

  • How are they using the risk assessment? What's next?

2 / 34
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